AI governance
Review an AI use case, define data boundaries and human oversight, and keep a decision with evidence and follow-up. For RIA operations, compliance and technology teams.
No automatic saving. Download a copy or choose Save to free account to keep your work. Avoid client details, credentials and confidential evidence.
AI governance
Review one AI use case: who will use it, what information is allowed, how output is checked and which restrictions apply. Keep unresolved questions visible before a firm decision.
- Define the firm, period and information in scope.
- Record judgments with evidence and rationale.
- Export a complete draft and continue from your saved copy.
No account required. Download your work or explicitly save it to a free account. Use categories and fictional labels; avoid sensitive records.
Sources, assumptions & limits
Template 1.5.0 · Sources checked October 2, 2026. A planning aid, not legal advice, a system assessment or a compliance determination. User-recorded statuses are not independently verified.
NIST-GEN-AI: AI 600-1 — Generative Artificial Intelligence Profile ↗ — A cross-sector profile, not an RIA-specific mandate or certification. The prompts select topics for human review; they do not exhaust the profile.
PRODUCT-AI: AI use-case intake and review, version 1.5.0 ↗ — Review gates and expiry handling are product workflow choices, not universal rules. The tool makes no model calls and does not enforce service configuration.
NIST-AI: AI Risk Management Framework 1.0 ↗ — Voluntary framework. This release uses version 1.0; NIST indicates revision work is underway. The policy builder is not a complete AI governance system.
Read our methodology