RIA Cyber Compliance
BUILT FOR REGISTERED INVESTMENT ADVISERS

Cybersecurity.
Clearly managed.

Know what needs doing.
Keep a record of what gets done.

Purpose-built tools for the people responsible for an RIA’s cybersecurity. Turn reviews into clear decisions, practical next steps and work you can carry forward.

Start with a free tool See how it works

Try a worksheet. Save your work with a free account. Your outputs are yours.

Firm workspaceIllustrative example
ACCESS REVIEW

A clear path to completion.

12/12Accounts reviewed
2Corrections to verify
1Approval to capture
Account decisions recorded12 of 12
Move the work forwardOwner
Remove former employee accessEvidence needed
IT
Verify administrator permissionsReady for verification
OP
Every decision has a record.Rationale, owner, evidence and review history.
From an access decision to a documented follow-through.
MADE FOR YOUR SIDE OF THE DESKChief compliance officersOperations leadersInvited vCISOs
CLARITY IS AN OPERATIONAL ADVANTAGE

You own the responsibility.
Make the work easier to own.

Cybersecurity asks you to coordinate people, make decisions and keep evidence. That work needs a clear process—especially when your firm is small and your responsibilities aren’t.

01

Know where to start

Begin with the task in front of you. Guided tools turn a blank page into an editable starting point.

02

Make the next step clear

Record the decision, the reason and the follow-up. Keep unfinished work visible.

03

Keep the work useful

Take away an editable project and a review copy. In the workspace pilot, retain evidence and approval history.

USEFUL FROM THE FIRST SESSION

Start with real work.
Get a useful result.

Fifteen free tools. Full, editable outputs.
Save with a free account. Exposure scans require sign-in and domain permission. No credit card needed.

FREE TOOL
Find the gaps

Bring clarity to your Reg S-P review.

Assess applicability and key topics, record the evidence and identify what needs professional review or action.

Initial gap review · Evidence references · PDFStart your assessment
FREE TOOL
Review access

Know who has access. Decide who should.

Review accounts, document the reason for each decision and identify the corrections that need attention.

Account decisions · Follow-up register · PDFStart an access review
FREE TOOL
Practice your response

Be ready for the conversation that matters.

Run a guided incident discussion with separate facilitator and participant materials, then capture lessons and next steps.

Exercise packs · After-action record · PDFBuild an exercise

Browse all 15 free tools →

A STRAIGHTFORWARD WAY TO WORK

From “we need to”
to a next step you can act on.

  1. 01

    Choose your task

    Plan a review, check user access or prepare an incident exercise. Start with a useful structure.

  2. 02

    Make it your firm’s

    Add your context. Review the suggested content. Adjust decisions, owners, dates and follow-up.

  3. 03

    Take the work with you

    Download an editable copy or print a review pack. Reopen the project whenever you need it.

Need to coordinate the follow-through?

Explore the firm workspace pilot below.

See the workspace
FIRM WORKSPACE · INVITATION-ONLY PILOT

A review is a start.
Follow-through is the value.

Bring reviews and selected exercise results into a shared workspace. Give corrections an owner, collect supporting evidence and preserve the approval record.

  • A work queue with owners and due dates
  • Evidence review and verification of corrections
  • Approval snapshots and review history
  • Optional collaborators and invited vCISO access
Explore the workspace pilot

Invitation-only pilot. Billing is disabled. Use fictional data while the pilot is being validated.

ONE REVIEW. A CONNECTED WORKFLOW.
  1. 1
    Bring in the review

    Preview your saved project before you import it.

  2. 2
    Assign the corrections

    Make responsibility and due dates explicit.

  3. 3
    Review the evidence

    Keep completed work separate from verified work.

  4. 4
    Approve and carry forward

    Keep the record. Create the next review when ready.

You choose when a local project becomes a firm record.
BEFORE YOU BEGIN

Clear answers.
No guesswork.

Who is RIA Cyber Compliance for?

Chief compliance officers and operations leaders at registered investment advisers who need to organize cybersecurity work. The firm workspace pilot also supports invited colleagues and vCISOs with firm-specific permissions.

What can I use today?

Fifteen free tools are available: review planning, access review, incident tabletop, business continuity tabletop, vendor due diligence, annual risk assessment, a four-policy builder, an initial Reg S-P assessment, a separate NYDFS Part 500 assessment with a Reg S-P crosswalk, cyber insurance readiness, security incident tracking, AI governance, cybersecurity training threat intelligence and an account-gated domain/email check. Optional free accounts keep up to 25 personal projects. The separate firm workspace supports reviews, shared findings, program briefings, restricted incidents, reviewed follow-up, an AI use-case register, and training assignments with a completion roster in an invitation-only fictional-data pilot. Website and TLS checks are still planned.

How do I save my work?

Choose Save a copy for an editable download, or Save to free account to open a private preview and confirm the save. My saved projects lets you return to a tool, download your results or delete a personal copy. Account saving is optional; there is no automatic upload, and firm sharing always requires a separate choice.

What is the difference between free and paid?

Free tools help you finish an individual task and keep a complete output. The intended paid workspace connects a firm’s ongoing work through shared information, assignments, evidence, approvals and reporting. Pricing is not published and billing is disabled during the current pilot.

Does using this establish Reg S-P compliance?

No. The tools help organize work and record decisions; they do not certify compliance or replace professional judgment. Review your firm’s applicable obligations with the appropriate professionals. The Reg S-P and NYDFS Part 500 tools support separate applicability and evidence reviews.

MAKE YOUR NEXT STEP A CLEAR ONE

Less time finding the work.
More clarity getting it done.

Start with one task. Leave with something useful.

Explore the free tools Free tools · Free account saving · Full, editable outputs